YourDictionary

Dictionary Home » Legal Definitions » Securities and Exchange Commission

Securities and Exchange Commission legal definition

noun

The federal administrative agency established by the Securities Exchange Act of 1934, in order to supervise and regulate the issuing and trading of securities and to eliminate fraudulent or unfair practices. It is a regulating agency and is not judicial in nature, although it may pursue judicial remedies in federal court. Abbreviated SEC.

Learn more about Securities and Exchange Commission

Related Articles

link/cite print suggestion box